Kobielieva T. Organizational and economic mechanism for ensuring compliance safety of an industrial enterprise

The dissertation is devoted to the development and scientific substantiation of conceptual provisions, theoretical and methodological principles, methodological approaches and practical recommendations for the development of organizational and economic mechanism for compliance safety of an industrial enterprise. The theoretical and methodological basis of the concept of "compliance" and the possibility of its use to increase the level of economic security of industrial enterprises are considered. The formulation of the concepts "economic security", "compliance", "compliance control", "compliance unit" and "compliance risks" is considered, systematized and improved. The current state and prospects of changes in compliance violations in the economy of Ukraine are analyzed and on this basis it is proposed to introduce the term "compliance security" into scientific circulation. Methodical recommendations for the formation and practical implementation of the compliance program of an industrial enterprise, which is based on organizational, process and technological components, have been developed. The importance and necessity of introduction of an independent compliance unit into the organizational structure of an industrial enterprise are substantiated, the conceptual scheme of four levels of compliance protection of an industrial enterprise is proposed. Methodical provisions on organizational construction of the compliance unit at an industrial enterprise on the basis of centralized, decentralized and combined approaches have been developed. Scientific and practical recommendations for evaluating the effectiveness of the compliance unit are provided. Methodical recommendations for assessing the level of compliance safety of industrial enterprises based on the use of an integrated indicator have been developed. identified, substantiated and systematized threats to compliance and security of industrial enterprises by adding a new classification feature - the possibility of management and sources of compliance threats, taking into account the specifics of industrial enterprises - with further detail of controlled and unmanaged types of threats. A methodical approach to monitoring the state of compliance and security of the enterprise is proposed. Methods for determining the level of compliance risk based on the method of pairwise comparisons of compliance risk factors have been improved.