Didych О. Administrative-legal status of securities dealers

Українська версія

Thesis for the degree of Candidate of Sciences (CSc)

State registration number

0405U000425

Applicant for

Specialization

  • 12.00.07 - Адміністративне право і процес; фінансове право; інформаційне право

22-01-2005

Specialized Academic Board

Д 41.0846.01

Essay

Scientific and practical positions of administrative-legal status of securities dealers are studied in dissertation. There was realized analysis of equity market conception as a surrounding where dealers realized their status, the classification of equity markets was examined. The peculiarities of administrative-legal securities dealers' status were analysed depending on intervention of state into equity market functioning (status dependence on equity market management model). The conceptions of general administrative-legal status and special administrative-legal status of securities dealers were formulated. Structure and elements of securities dealers' status were examined, including rights and duties, interests of dealers and status realization guarantees, administrative responsibility. Starting from existent legal regulation of administrative-legal securities dealers' status and its elements, the methods and forms of improvement of Ukrainian legislation are offered. The results of work can be used in lawmaking and law enforcement practice.

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