Kalashnyk I. State regulation of the risks management systems of securities traders

This thesis is devoted to the study of theoretical and practical issues concerning the state regulation of the risks management system of securities traders. The essence and features of manifestation of risks in trade of financial instruments are disclosed. The main scientific approaches to the goals, tasks and tools of stock market state regulation are described. The features of regulation of risks management system of securities traders are determined. The key stages of regulatory approaches development to risks management in securities trading in Ukraine and the factors that stipulate it are determined. The influence of macro-financial risk factors and other market factors on the activity of financial institutions in the field of risks management was established. The effectiveness of the current state regulation model on the functioning of risks management system of securities traders in Ukraine is determined. The expediency of regulatory measures realization aimed at the development of the stock market including - in the segment of securities trading is proved. The directions of implementation of foreign experience in the sphere of state regulation of risk management of securities traders are determined. The actual changes to the legislative framework on issues of securities traders in the sphere of risk management are justified.